David Curtis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 3 Apr 2019)
    • [FCA CF] Client dealing (since 4 Nov 2016)
    • [FCA CF] Material risk taker (since 4 Nov 2016)
    • CF30 Customer (29 Jul 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 30 Mar 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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