Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (7 Oct 2010 to 8 Dec 2019)
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- CF10 Compliance Oversight (10 Sep 2008 to 12 Jun 2009)
- CF11 Money Laundering Reporting (10 Sep 2008 to 12 Jun 2009)
- CF30 Customer (1 Nov 2007 to 12 Jun 2009)
- Responsible for Insurance Mediation (28 Apr 2005 to 12 Jun 2009)
- CF1 Director (28 Sep 2004 to 12 Jun 2009)
- CF21 Investment Adviser (5 Nov 2002 to 31 Oct 2007)
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- Employed By (1 Dec 2001 to 8 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.