Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LOGIC WEALTH PLANNING LTD (no longer approved here)

    FRN 435878

    • CF30 Customer (7 Oct 2010 to 8 Dec 2019)
  • BACKHOUSE INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 126319

    • CF10 Compliance Oversight (10 Sep 2008 to 12 Jun 2009)
    • CF11 Money Laundering Reporting (10 Sep 2008 to 12 Jun 2009)
    • CF30 Customer (1 Nov 2007 to 12 Jun 2009)
    • Responsible for Insurance Mediation (28 Apr 2005 to 12 Jun 2009)
    • CF1 Director (28 Sep 2004 to 12 Jun 2009)
    • CF21 Investment Adviser (5 Nov 2002 to 31 Oct 2007)
  • Unity Independent Financial Advisers Limited (no longer approved here)

    FRN 197130

    • Employed By (1 Dec 2001 to 8 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.