Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Apr 2009 to 3 Dec 2009)
    • CF21 Investment Adviser (8 Apr 2004 to 6 Jul 2004)
    • CF22 Investment Adviser (Trainee) (30 Sep 2003 to 8 Apr 2004)
  • Lawrence Neil W M (no longer approved here)

    FRN 401717

    • Employed By (8 Apr 2009 to 3 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.