David Craig Bourne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (4 May 2021 to 9 Nov 2023)
    • [FCA CF] Manager of certification employee (4 May 2021 to 9 Nov 2023)
    • [FCA CF] Material risk taker (4 May 2021 to 9 Nov 2023)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Feb 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Feb 2021)
    • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (31 Mar 2018 to 28 Jun 2019)
    • [FCA CF] Manager of certification employee (8 Jun 2017 to 28 Jun 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.