David Cox

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • [FCA CF] Manager of certification employee (since 17 Feb 2023)
  • Brunel Pension Partnership Limited (no longer approved here)

    FRN 790168

    • (56)[FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2023)
    • (57)[FCA CF] Manager of certification employee (9 Dec 2019 to 12 Feb 2023)
    • (58)[FCA CF] Significant management (9 Dec 2019 to 12 Feb 2023)
    • (55)CF30 Customer (14 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (55)CF30 Customer at Brunel Pension Partnership Limited

  2. controlled function added: (56)[FCA CF] Client dealing at Brunel Pension Partnership Limited

  3. controlled function added: (57)[FCA CF] Manager of certification employee at Brunel Pension Partnership Limited

  4. controlled function added: (58)[FCA CF] Significant management at Brunel Pension Partnership Limited