Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (19 Mar 2018 to 12 Mar 2020)
-
- [FCA CF] Client dealing (7 Mar 2016 to 3 Nov 2017)
- [FCA CF] Material risk taker (7 Mar 2016 to 3 Nov 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Apr 2006 to 30 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.