David Cope

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Cope and Partners Limited (no longer approved here)

    FRN 147395

    • [FCA CF] CASS oversight function (9 Dec 2020 to 29 Mar 2021)
    • [FCA CF] Significant management (9 Dec 2020 to 31 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 31 Aug 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.