David Colin Nicholas Butler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (27 Apr 2015 to 8 Dec 2019)
  • Succession Financial Management Limited

    FRN 225831

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Apr 2015 to 6 Apr 2016)
  • Active Financial Partners Limited (no longer approved here)

    FRN 301860

    • CF30 Customer (30 Jul 2009 to 30 Dec 2009)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (3 May 2005 to 31 Oct 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (22 Nov 2002 to 12 Aug 2004)
  • Lighthouse (Compass) Ltd (no longer approved here)

    FRN 220767

    • (2)Employed By (22 Nov 2002 to 19 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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