David Cohen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 7 Aug 2024)
    • [FCA CF] Material risk taker (1 Jan 2018 to 7 Aug 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Nov 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 13 Jun 2012)
    • CF21 Investment Adviser (11 Jun 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (20 Aug 2012 to 24 Apr 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (12 May 2004 to 4 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.