Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Doctors Mortgages Limited
FRN 995281
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 2 Jan 2024)
- Responsibility for MCD Intermediation (since 2 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
- SMF3 Executive Director (since 2 Jan 2024)
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- CF1 Director (AR) (30 Oct 2012 to 13 Jan 2015)
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- CF30 Customer (1 Nov 2007 to 27 May 2009)
- CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Jan 2006 to 9 Jan 2007)
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- CF21 Investment Adviser (29 Jan 2002 to 8 Nov 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Jan 2002)
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- CF21 Investment Adviser (29 Jan 2002 to 8 Nov 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.