Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 2 Jan 2024)
    • Responsibility for MCD Intermediation (since 2 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
    • SMF3 Executive Director (since 2 Jan 2024)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (30 Oct 2012 to 13 Jan 2015)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 27 May 2009)
    • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jan 2006 to 9 Jan 2007)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (29 Jan 2002 to 8 Nov 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Jan 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (29 Jan 2002 to 8 Nov 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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