Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 1 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 28 Jan 2020)
    • Responsible for Insurance Distribution (since 22 Jan 2020)
    • Responsibility for MCD Intermediation (since 22 Jan 2020)
    • SMF3 Executive Director (since 26 Jul 2019)
    • SMF16 Compliance Oversight (since 26 Jul 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

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