David Christopher Fell-Clark

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Nov 2020)
    • [FCA CF] Material risk taker (since 23 Nov 2020)
    • [FCA CF] Client dealing (since 18 Nov 2020)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (22 Jun 2020 to 15 Oct 2020)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (17 Nov 2017 to 17 Sep 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (17 Nov 2017 to 17 Sep 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (21 Jun 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.