Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tuckers Legal & Financial Services Ltd
FRN 947911
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Apr 2025)
- [FCA CF] Client dealing (since 9 Apr 2025)
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- [FCA CF] Functions requiring qualifications (12 Feb 2024 to 30 Aug 2024)
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- Appointed representative dealing with clients for which they require qualification (18 Mar 2021 to 12 Feb 2024)
- CF1 Director (AR) (13 May 2019 to 12 Feb 2024)
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- CF1 Director (AR) (16 Mar 2021 to 19 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
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