David Charles Wicks

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [FCA CF] Significant management (2 Dec 2020 to 31 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (2 Dec 2020 to 31 Mar 2021)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 25 Nov 2020)
    • CF10a CASS Oversight function (21 Oct 2011 to 6 Mar 2016)
    • CF29 Significant management (1 Oct 2010 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (17 Aug 2004 to 8 Nov 2005)
    • CF14 Risk Assessment (1 Dec 2001 to 8 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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