David Charles Sinclair

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HK Financial Advice Service Ltd (no longer approved here)
FRN 440977
- Employed By (25 Oct 2005 to 19 Mar 2007)
TFS Financial Services Limited (no longer approved here)
FRN 227497
- Employed By (13 Aug 2003 to 19 Mar 2007)
Ward Goodman Financial Services Ltd (no longer approved here)
FRN 221867
- CF21 Investment Adviser (10 Jul 2003 to 19 Mar 2007)
- CF24 Pension Transfer Specialist (10 Jul 2003 to 19 Mar 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.