David Charles Roberts

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (64)CF30 Customer (14 Sep 2009 to 8 Dec 2019)
  • STEEN ASSOCIATES LTD (no longer approved here)

    FRN 478549

    • CF30 Customer (28 Apr 2009 to 28 Aug 2009)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 22 Sep 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (64)CF30 Customer at STIFEL EUROPE LIMITED