David Charles Nicolas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Client dealing (since 2 Aug 2021)
    • [FCA CF] Manager of certification employee (2 Aug 2021 to 5 Oct 2021)
    • [FCA CF] Material risk taker (2 Aug 2021 to 31 Dec 2021)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 17 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Algorithmic trading (16 Aug 2016 to 23 May 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Oct 2021)
    • CF30 Customer (4 Jan 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Algorithmic trading (16 Aug 2016 to 23 May 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Oct 2021)
    • CF30 Customer (4 Jan 2010 to 6 Mar 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Algorithmic trading (31 Mar 2021 to 9 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Nov 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Oct 2021)
    • CF30 Customer (6 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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