David Charles Malcolm Mudie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sigma Broking Limited (no longer approved here)

    FRN 485362

    • SMF1 Chief Executive (9 Dec 2019 to 13 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 13 Nov 2023)
    • CF1 Director (3 Oct 2017 to 8 Dec 2019)
    • CF3 Chief Executive (9 Aug 2017 to 8 Dec 2019)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF1 Director (9 Apr 2015 to 29 Jun 2016)
    • CF3 Chief Executive (9 Apr 2015 to 29 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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