David Charles Hesketh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Charles Hesketh

    FRN 541529

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF10 Compliance Oversight (11 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2011 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (5 Jan 2005 to 30 Apr 2006)
    • CF21 Investment Adviser (6 Aug 2002 to 30 Apr 2006)
  • Bright Financial Solutions Ltd (no longer approved here)

    FRN 418798

    • Employed By (5 Jan 2005 to 30 Apr 2006)
  • Insight Financial Advisers Ltd (no longer approved here)

    FRN 214633

    • (10)Employed By (6 Aug 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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