David Charles Abel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VISION INDEPENDENT FINANCIAL ADVISORS LTD

    FRN 551169

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 5 Nov 2025)
    • CF30 Customer (since 5 Nov 2025)
    • SMF1 (AR) Chief Executive function (since 5 Nov 2025)
    • SMF3 Executive Director (since 1 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • Vision Dental Wealth Management Limited

    FRN 1043426

    • (1)Employed By (since 5 Nov 2025)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF4 Partner (AR) (15 Jul 2016 to 17 Apr 2019)
  • S J R Spencer, P Smith, T M Roden & P Gilbert (no longer approved here)

    FRN 407716

    • (5)Employed By (15 Jul 2016 to 17 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (5)Employed By at S J R Spencer, P Smith, T M Roden & P Gilbert