David Charles

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (11 Jan 2019 to 28 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Mar 2017 to 6 Sep 2017)
    • [PRA CF] Significant risk taker or Material risk taker (30 Sep 2016 to 28 Feb 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (11 Jan 2019 to 28 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 28 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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