Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 22 Jan 2025)
- CF30 Customer (since 21 Jan 2025)
- CF1 Director (AR) (since 21 Jan 2025)
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Tetra Financial Planning Ltd
FRN 1023674
- Employed By (since 21 Jan 2025)
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- [FCA CF] Functions requiring qualifications (21 Feb 2023 to 6 Jan 2025)
- [FCA CF] Client dealing (21 Feb 2023 to 6 Jan 2025)
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- [FCA CF] Functions requiring qualifications (18 Dec 2020 to 13 Oct 2023)
- CF30 Customer (30 Nov 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.