Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF6 Head of Key Business Areas (since 17 Jan 2023)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Significant management (1 Jun 2022 to 8 Mar 2023)
    • CF29 Significant management (3 Aug 2009 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
    • SMF18 Other Overall Responsibility (since 17 Jan 2023)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Significant management (1 Jun 2022 to 8 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.