Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (since 1 Feb 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2019)
- SMF4 Chief Risk (since 1 Feb 2019)
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- SMF3 Executive Director (9 Dec 2019 to 16 Mar 2022)
- CF1 Director (3 Jun 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.