Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 11 Jun 2021)
  • Ruth Whitehead Associates (no longer approved here)

    FRN 474013

    • CF30 Customer (28 Jan 2013 to 8 Dec 2019)
  • Bollington Financial Planning Ltd (no longer approved here)

    FRN 424482

    • Employed By (18 Mar 2005 to 13 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.