David Buckley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Mar 2023)
    • CF1 Director (AR) (since 26 Sep 2022)
    • CF30 Customer (since 26 Sep 2022)
    • [FCA CF] Client dealing (22 Dec 2021 to 12 Mar 2023)
    • [FCA CF] Functions requiring qualifications (22 Dec 2021 to 12 Mar 2023)
  • Buckley Wealth Limited

    FRN 618213

    • Employed By (since 26 Sep 2022)
    • Employed By (2 Apr 2014 to 7 Jan 2022)
  • Lifetime Wealth Management Limited (no longer approved here)

    FRN 400358

    • (45)Employed By (3 Aug 2010 to 21 Sep 2010)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Aug 2010 to 21 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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