David Buckingham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EB ASSOCIATES GROUP LIMITED

    FRN 707424

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2024)
    • [FCA CF] Client dealing (since 23 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Oct 2023)
    • CF30 Customer (8 Dec 2017 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (23 Feb 2023 to 13 Jan 2025)
    • [FCA CF] Functions requiring qualifications (23 Feb 2023 to 13 Jan 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (17 Feb 2016 to 5 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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