David Brookes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 15 Sep 2023)
    • CF1 Director (AR) (3 Feb 2003 to 15 Sep 2023)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 2 Mar 2003)
  • Crescent Financial Advice Limited (no longer approved here)

    FRN 521767

    • Employed By (7 Apr 2010 to 15 Sep 2023)
  • Crescent Independent (Financial Services) Ltd (no longer approved here)

    FRN 200350

    • Employed By (1 Dec 2001 to 15 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.