David Broderick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 May 2018)
    • CF30 Customer (since 4 May 2018)
  • Broderick Wealth Management Ltd

    FRN 808085

    • Employed By (since 4 May 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Jun 2009 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (24 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.