David Bridge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D B Financial Management Limited (no longer approved here)

    FRN 522214

    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 27 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Dec 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Oct 2020)
    • Responsible for Insurance Mediation (15 Oct 2010 to 30 Sep 2018)
    • CF10 Compliance Oversight (15 Oct 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (15 Oct 2010 to 8 Dec 2019)
    • CF1 Director (15 Oct 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.