David Brian Dudley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (1 Oct 2013 to 4 Jul 2014)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (2 Jun 2011 to 15 Mar 2013)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (16 Jan 2009 to 3 Feb 2009)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- CF26 Customer Trading (16 Feb 2004 to 19 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.