Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 15 Jan 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2024)
- CF10a CASS Oversight function (24 Aug 2017 to 8 Dec 2019)
- CF3 Chief Executive (31 Mar 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Mar 2017 to 8 Dec 2019)
- CF28 Systems and controls (30 Mar 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.