David Bradley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pilling & Co Stockbrokers Ltd (no longer approved here)

    FRN 652114

    • [FCA CF] CASS oversight function (9 Dec 2019 to 12 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Dec 2022)
    • CF10a CASS Oversight function (30 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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