Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
    • CF3 Chief Executive (3 Jul 2006 to 8 Dec 2019)
    • CF1 Director (3 Jul 2006 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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