Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mitsubishi UFJ Asset Management (UK) Ltd.
FRN 121816
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF10 Compliance Oversight (19 May 2015 to 26 Jun 2015)
- CF28 Systems and controls (19 May 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 May 2015 to 26 Jun 2015)
- CF29 Significant management (1 Nov 2007 to 22 Dec 2010)
- CF20 Significant Mgt (Settlements) (12 Jan 2006 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 25 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.