David Blake

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S W FINANCIAL MANAGEMENT LTD

    FRN 549836

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Sep 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Apr 2008 to 1 May 2009)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (12 Mar 2002 to 12 Mar 2002)
    • CF21 Investment Adviser (12 Mar 2002 to 22 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.