Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Client dealing (since 16 Jun 2016)
- [FCA CF] Material risk taker (27 Aug 2024 to 14 Nov 2024)
- [PRA CF] Significant risk taker or Material risk taker (27 Aug 2024 to 14 Nov 2024)
- [FCA CF] Manager of certification employee (1 Oct 2019 to 13 Mar 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.