Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Morgan Stanley Investment Management Limited
FRN 121920
- SMF5 Head of Internal Audit (since 31 Jan 2026)
- Director of firm who is not a certification employee or a SMF manager (23 Feb 2021 to 26 Nov 2025)
-
Morgan Stanley & Co. International Plc
FRN 165935
- SMF5 Head of Internal Audit (since 31 Jan 2026)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 5 May 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 5 May 2022)
-
Morgan Stanley Bank International Limited
FRN 195430
- SMF5 Head of Internal Audit (since 31 Jan 2026)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 5 May 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 5 May 2022)
-
- [FCA CF] Significant management (since 31 Jan 2026)
- [FCA CF] Manager of certification employee (since 31 Jan 2026)
- [FCA CF] Material risk taker (since 31 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.