David Benjamin Harold Aspinall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aspinalls Family Office LLP (no longer approved here)

    FRN 514965

    • SMF27 Partner (9 Dec 2019 to 13 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Mar 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Mar 2020)
    • CF4 Partner (AR) (1 Jan 2013 to 31 Dec 2014)
    • CF1 Director (AR) (11 Dec 2012 to 13 Mar 2020)
    • CF30 Customer (1 Jun 2010 to 24 Dec 2012)
    • CF4 Partner (1 Jun 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2010 to 24 Dec 2012)
  • Aspinalls Private Clients Limited (no longer approved here)

    FRN 589781

    • Employed By (21 Dec 2012 to 13 Mar 2020)
  • Aspinalls Management Limited (no longer approved here)

    FRN 525184

    • Employed By (11 Dec 2012 to 13 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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