Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (10 May 2024 to 1 Apr 2025)
    • [FCA CF] Manager of certification employee (10 May 2024 to 1 Apr 2025)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
    • CF30 Customer (14 Apr 2008 to 8 Dec 2019)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
    • CF21 Investment Adviser (22 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.