Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Feb 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2021)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Mar 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 8 Apr 2008)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.