DAVID BATTEY

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LEELA REGULATORY SOLUTIONS LIMITED
FRN 845185
- CF1 Director (AR) (since 29 May 2025)
- CF30 Customer (since 31 Dec 2023)
- CF4 Partner (AR) (31 Dec 2023 to 1 Jun 2025)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF1 Director (AR) (21 Mar 2018 to 2 Mar 2020)
- CF30 Customer (21 Mar 2018 to 2 Mar 2020)
LGT Private Debt (UK) Ltd. (no longer approved here)
FRN 611379
- CF28 Systems and controls (16 Jul 2014 to 3 Dec 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.