David Basra

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Nov 2025)
    • [FCA CF] Client dealing (since 21 Feb 2022)
    • [FCA CF] Manager of certification employee (since 21 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (21 Feb 2022 to 7 Aug 2025)
  • Vida Bank Limited (no longer approved here)

    FRN 738741

    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2020)
    • CF1 Director (5 Apr 2017 to 8 Dec 2019)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 23 Aug 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 23 Aug 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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