David Banks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
    • CF30 Customer (20 Jul 2023 to 18 Sep 2024)
    • CF1 Director (AR) (20 Jul 2023 to 13 Sep 2024)
  • Quilter Financial Planning Solutions Limited

    FRN 184591

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Nov 2004 to 25 Feb 2005)
  • DSB Wealth Ltd (no longer approved here)

    FRN 997253

    • (1)Employed By (20 Jul 2023 to 18 Sep 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (13 Jun 2017 to 27 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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