David Ballois

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (6 Oct 2011 to 16 Jan 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (6 Oct 2011 to 16 Jan 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 29 May 2013)
    • CF21 Investment Adviser (27 Apr 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (4 Aug 2004 to 27 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.