David Atack

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • B3 Wealth Management Limited

    FRN 925667

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
    • Responsible for Insurance Distribution (since 2 Nov 2020)
    • SMF16 Compliance Oversight (since 2 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Nov 2020)
    • SMF3 Executive Director (since 2 Nov 2020)
    • [FCA CF] Client dealing (since 2 Nov 2020)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF30 Customer (1 Nov 2007 to 30 Oct 2020)
    • CF24 Pension Transfer Specialist (28 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Oct 2006 to 31 Oct 2007)
    • CF1 Director (AR) (5 Oct 2006 to 30 Oct 2020)
  • Willis Cooper Financial Services Ltd (no longer approved here)

    FRN 439361

    • Employed By (28 Aug 2007 to 30 Oct 2020)
  • B3 Wealth Management Ltd (no longer approved here)

    FRN 468479

    • Employed By (31 May 2007 to 30 Oct 2020)
  • B3 Financial Services Ltd (no longer approved here)

    FRN 229035

    • Employed By (21 Sep 2006 to 7 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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