Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Sep 2024)
- CF30 Customer (1 Nov 2007 to 30 Aug 2024)
- CF21 Investment Adviser (21 Nov 2003 to 31 Oct 2007)
- CF1 Director (AR) (21 Nov 2003 to 30 Aug 2024)
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- (3)Employed By (21 Nov 2003 to 30 Aug 2024)
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- Employed By (1 Dec 2001 to 23 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.