Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
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- [FCA CF] Functions requiring qualifications (19 Aug 2016 to 1 Jul 2018)
- CF30 Customer (24 Sep 2014 to 31 May 2015)
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- Employed By (7 Oct 2002 to 20 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.