David Arthur Lofts

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cheyne Capital Management (UK) LLP (no longer approved here)

    FRN 456864

    • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2024)
    • CF4 Partner (AR) (14 Sep 2018 to 6 Dec 2019)
    • CF30 Customer (8 Aug 2017 to 12 Dec 2019)
  • Cheyne SVC LLP (no longer approved here)

    FRN 786020

    • Employed By (10 Aug 2017 to 12 Dec 2019)
  • The Seaport Group Europe LLP (no longer approved here)

    FRN 526965

    • CF30 Customer (2 Jul 2015 to 12 Jun 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 9 Dec 2008)
    • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF21 Investment Adviser (23 Apr 2004 to 3 Nov 2006)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 27 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.