David Anthony Viana

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PIMCO Europe GmbH UK Branch (no longer approved here)
FRN 959568
- SMF16 Compliance Oversight (2 Sep 2024 to 24 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (2 Sep 2024 to 24 Feb 2025)
PIMCO Europe Ltd (no longer approved here)
FRN 149303
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2025)
- CF11 Money Laundering Reporting (4 Mar 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Sep 2004 to 8 Jan 2007)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF10 Compliance Oversight (1 Dec 2001 to 13 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.